Advisory Services through Atlantic Financial Advisors, LLC (AFA), Registered Investment Advisor. Securities and additional Advisory services offered through Independent Financial Group, LLC (IFG). Member FINRA/SIPC AFA and IFG are not affiliated. OSJ Branch: 12671 High Bluff Dr, Ste 200, San Diego, CA 92130.
The information contained in this report is for informational purposes only, reflects activity for periods shown and is based on sources believed to be accurate but cannot be guaranteed. It is neither an official statement of your account with, nor has the data been audited by your registered representative or Independent Financial Group, LLC as to its accuracy. Please refer to the confirmation notices and client statements that you receive directly from the custodians, sponsors or carriers. Source information is available upon request. However, information provided or entered by the client has not been verified and the source information may not be available.
Prices may be net of applicable fees, charges and expenses. Prices may include dividends, distributions, additional contributions or withdrawals. Prices, yields, and total returns will fluctuate. Prices shown may reflect an approximate or estimated value, and not necessarily reflect actual selling or market prices. Some assets may be illiquid or offer limited liquidity. Assets held away may not be covered by SIPC.
Tax deferred accounts/products (such as variable annuities) have various rules and restrictions that apply regarding accessibility of funds, tax consequences, and other factors. The information provided is not intended as tax or legal advice. Consult your tax and legal professional for details on your situation.
Alternative Investment Information
Alternative Investment securities are not listed on a securities exchange, generally illiquid, and if you are able to sell the securities, the price received may be less than the per share value provided in your account statement. Estimated Values of Alternative Investments have been provided by the manager or the administrator of the Alternative Investment product. Values are not guaranteed, provided for information only, and intended to reflect an estimated interest in the Alternative Investment represented by the units or shares described.
Appraised Value (NAV)
Values provided for positions that are not regularly reported are estimates only and have been obtained from the issuers most recent report filed with the SEC. These valuations which the issuer is solely responsible for are done at least annually, are conducted by or with the material assistance or confirmation of, a third-party valuation expert or service and are derived from a methodology that confirms to the standard industry practice.
Net Investment (NIM)
The estimated value reflects Net Investment as defined by FINRA Rule 2310 (formerly NASD Rule 2340) and is based on the estimated percentage deduction from the aggregate dollar amount of securities registered for sale to the public of sales commissions, dealer manager fees and estimated issuer offering and organization expenses.
IMPORTANT: Part of your distribution may include a return of capital (versus return on capital). A return of capital may reduce the estimated per share value shown on your official account statement.
Assets that are non-reportable, non-traded or not verified by an official statement cannot be accurately valued and will not have a listed value. If any of these types of assets are included in your statement, the initial purchase information is being included strictly as a courtesy and is not intended to reflect the value you may realize if the issuer liquidates or if you attempt to sell your interest. Therefore values of non-reporting assets are described as "Unavailable" and are not included in the total portfolio value.